Investment Industry

Kreischer Miller offers three broad areas of support to Investment Managers and Investors, through its fully dedicated, diverse base of professionals.

Compliance and Consulting Needs of Investment Managers:

• Audits of investment managers
• Audits of investment pools managed by investment managers
• Consultation concerning, and testing of, systems and procedures used by an investment manager
• SEC custody examinations
• Tax return preparation and tax strategy development
• Consulting for internal technology employed by the manager
• Executive search for investment manager personnel

GIPS Compliant Performance Presentations of Investment Managers:

• Consulting advice on how to present GIPS compliant investment performance results
• Verification of an investment Manager’s systems and procedures for constructing investment composites and capturing investment performance of its various composites
• Examination of an individual composite to confirm the GIPS compliance of the presentation of its performance results
• Review of advertisements for GIPS compliance

Operational Due Diligence

• Representing investors seeking to understand their operational and business risks from using an investment manager
• Representing an investment manager who seeks assurance that its internal controls are effective and risks are being managed effectively

Recent Investment Industry Guidance

SEC Surprise Examinations and Other Key Aspects of the New Custody Rules

Error Correction Implementation Guidance

GIPS 2010 - Executive Update

An Overview of Securities Lending

For more information contact Tom Peters, tpeters@kmco.com or
Todd Crouthamel, tcrouthamel@kmco.com at 215-441-4600.